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Rule 144A
Results: 189

#	Item
81	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-13 08:50:45 United States Securities and Exchange Commission Financial system 73rd United States Congress Financial services Securities Exchange Act Broker-dealer Securities and Exchange Commission Form 144 Rule 144A United States securities law Finance Financial economics
82	The Depository Trust Company A subsidiary of The Depository Trust & Clearing Corporation DTC REQUIREMENTS FOR THE MANDATORY EXCHANGE OF RULE 144A AND/ OR REGULATION S SECURITIES FOR UNRESTRICTED SECURITIES (includes secu Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2014-07-01 13:56:33 United States securities law United States Securities and Exchange Commission Securities Stock market 73rd United States Congress Security Securities Act CUSIP Rule 144A Financial economics Financial system Finance
83	SEC Lifts Ban on General Solicitation and Advertising: What OTCQX, OTCQB and OTC Pink Companies Should Know On September 23, the JOBS Act-mandated SEC rule permitting general solicitation and advertising of private offer Add to Reading List Source URL: www.otcmarkets.com Language: English - Date: 2013-10-25 09:21:54 Financial economics OTC Markets Group Investment Financial regulation Rule 144A Financial Industry Regulatory Authority Securities Act Regulation D Security United States securities law United States Securities and Exchange Commission Stock market
84	How an ADR Works and Why They’re Valuable to Companies and Investors American Depositary Receipts (ADRs), ownership interests in international securities that are issued by a U.S. depositary bank, enable U.S. investors Add to Reading List Source URL: www.otcmarkets.com Language: English - Date: 2013-09-18 09:08:26 United States Securities and Exchange Commission Investment Finance OTC Markets Group American depositary receipt Rule 144A Financial Industry Regulatory Authority Securities Act Security United States securities law Stock market Financial economics
85	SEC Proposes Roadmap for Advertising in Securities Offerings September 10, 2012 The US Securities and Exchange Commission ("SEC") has proposed rules eliminating the prohibition against general solicitation and general ad Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2012-10-31 22:08:16 Investment United States securities law Financial regulation Financial services Regulation D Securities Act SEC filing Qualified institutional buyer Rule 144A Financial economics Finance United States Securities and Exchange Commission
86	The Depository Trust Company A subsidiary of The Depository Trust & Clearing Corporation DTC REQUIREMENTS FOR THE MANDATORY EXCHANGE OF RULE 144A AND/ OR REGULATION S SECURITIES FOR UNRESTRICTED SECURITIES (includes secu Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-07-01 13:56:33 United States securities law United States Securities and Exchange Commission Securities Stock market 73rd United States Congress Security Securities Act CUSIP Rule 144A Financial economics Financial system Finance
87	CLIENT ADV. - SEC Proposes Rules Lifting Ban on General Solicitation (B1478402).DOCX Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2012-11-06 20:04:33 United States Securities and Exchange Commission United States securities law Stock market SEC filings Rule 144A Regulation D Securities Act Qualified institutional buyer Form D Financial economics Finance Investment
88	Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144a Offerings Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2012-08-29 13:30:39 Finance SEC filings Financial regulation 73rd United States Congress Regulation D Securities Act Rule 144A Qualified institutional buyer U.S. Securities and Exchange Commission United States Securities and Exchange Commission United States securities law Financial economics
89	Corrected to Conform to the Federal Register Version SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 239 and 242 Release No[removed]; No[removed]; No. IA-3624; File No. S7[removed]RIN 3235-AL34 Eliminating the Prohib Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2013-10-07 15:25:36 United States securities law Investment 73rd United States Congress SEC filings Financial regulation Regulation D Securities Act Qualified institutional buyer Rule 144A United States Securities and Exchange Commission Financial economics Finance
90	Final Rule: Revisions to Rules Regulating Money Market Funds Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-20 14:41:25 Finance Financial regulation 73rd United States Congress Stock market New Deal Securities Act Rule 144A Qualified institutional buyer Regulation D United States Securities and Exchange Commission United States securities law Financial economics

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